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-IR- Database: IAC and IR Search

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IAC: Annually
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IAC: 2003 Edition
IR: October 2000, Volume 24
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Advanced Search
(Documents since July 2, 2006)
LSA Doc Number:    -
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Number of matches: 694

1.   [2013] 710 IAC 1 General Provisions   (PDF)
[2013] 710 IAC 1 General Provisions TITLE 710 SECURITIES DIVISION ARTICLE 1. GENERAL  ...

2.   [2012] 710 IAC 1 General Provisions   (PDF)
...  SECURITIES DIVISION ARTICLE 1. GENERAL PROVISIONS NOTE: IC 23-2-1 was repealed by P.L.27-2007, SECTION 37, effective July 1, 2008. Rule 1. Definitions (Repealed) (Repealed by Securities  ...

3.   [2011] 710 IAC 1 General Provisions   (PDF)
...  SECURITIES DIVISION ARTICLE 1. GENERAL PROVISIONS NOTE: IC 23-2-1 was repealed by P.L.27-2007, SECTION 37, effective July 1, 2008. Rule 1. Definitions (Repealed) (Repealed by Securities  ...

4.   [2010] 710 IAC 1 General Provisions   (PDF)
...  misdemeanor or felony involving fraud in any form and any civil or criminal litigation involving any federal or state securities law to which any person is or has been a party. (B) Provide in tabular  ...

5.   [2009] 710 IAC 1 General Provisions   (PDF)
...  misdemeanor or felony involving fraud in any form and any civil or criminal litigation involving any federal or state securities law to which any person is or has been a party. (B) Provide in tabular  ...

6.   [2008] 710 IAC 1 General Provisions   (PDF)
...  or state securities law to which any person is or has been a party. (B) Provide in tabular form the following information as to each person identified in clause (A). Present holdings shall be  ...

7.   [2006] 710 IAC 1 General Provisions   (PDF)
...  civil or criminal litigation involving any federal or state securities law to which any person is or has been a party. (B) Provide in tabular form the following information as to each person  ...

8.   [2007] 710 IAC 1 General Provisions   (PDF)
...  securities law to which any person is or has been a party. (B) Provide in tabular form the following information as to each person identified in clause (A). Present holdings shall be as of a  ...

9.   [Latest Update] 710 IAC 4 UNIFORM SECURITIES   (PDF)
...  requirements of law otherwise applicable to these persons. (d) By authority delegated to the commissioner by IC 23-19-2-3 to create a rule, any offer or sale of securities offered or sold in  ...

10.   [2022] 710 IAC 4 Uniform Securities   (PDF)
...  requirements of law otherwise applicable to these persons. (d) An issuer of a federal covered security under Section 18(b)(4)(D) of the Securities Act of 1933 (15 U.S.C. 77r(b)(4)(D)) is required to  ...

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Number of matches: 694

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