Number of matches: 129
1.
[2010] 710 IAC 1 General Provisions
(PDF)
...
misdemeanor or felony involving fraud in any form and any civil or criminal
litigation involving any
federal or state
securities law to which any person is or has been a party.
(B) Provide in tabular
...
2.
[2009] 710 IAC 1 General Provisions
(PDF)
...
misdemeanor or felony involving fraud in any form and any civil or criminal
litigation involving any
federal or state
securities law to which any person is or has been a party.
(B) Provide in tabular
...
3.
[2008] 710 IAC 1 General Provisions
(PDF)
...
or state
securities law to which any person is or has been a party.
(B) Provide in tabular form the following information as to each person identified in clause (A). Present holdings shall
be
...
4.
[2006] 710 IAC 1 General Provisions
(PDF)
...
civil or criminal
litigation involving any
federal or state
securities law to which any person is or has been a party.
(B) Provide in tabular form the following information as to each person
...
5.
[2007] 710 IAC 1 General Provisions
(PDF)
...
securities law to which any person is or has been a party.
(B) Provide in tabular form the following information as to each person identified in clause (A). Present holdings shall
be as of a
...
6.
[2005] Title 710 Securities Division
(PDF)
...
fraud in any form and any civil or
criminal litigation involving any
federal or state
securities law to which any person is or has been a party.
(B) Provide in tabular form the following
...
7.
[2003] Title 710 Securities Division
(PDF)
...
or state
securities law to which any person is or has been a party.
(B) Provide in tabular form the following information as to each person identified in clause (A). Present holdings shall
be
...
8.
[2004] Title 710 Securities Division
(PDF)
...
fraud in any form
and any civil or criminal litigation involving any
federal or state
securities law to which any person is
or has been a party.
(B) Provide in tabular form the following informa
...
9.
[2009] 65 IAC 3 Retailers
(PDF)
...
management and policies
of a retailer, whether through the ownership of voting
securities, by contract, or otherwise.
(State Lottery Commission; 65 IAC 3-1-4.5; emergency rule filed Jan 24, 1990
...
10.
[2008] 65 IAC 3 Retailers
(PDF)
...
management and policies
of a retailer, whether through the ownership of voting
securities, by contract, or otherwise.
(State Lottery Commission; 65 IAC 3-1-4.5; emergency rule filed Jan 24, 1990
...
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Number of matches: 129
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