When are documents archived? IAC: Annually IR: Annually

How far back does the archive go? IAC: 2003 Edition IR: October 2000, Volume 24

How do I search the archive? (1) Checkmark the "IAC Editions". (2) Checkmark the "IR Volumes".

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Advanced Search (Documents since July 2, 2006)

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Number of matches: 45

1.   [Latest Update] 710 IAC 1 GENERAL PROVISIONS   (PDF)
þÿ TITLE 710 SECURITIES DIVISION ARTICLE 1. GENERAL PROVISIONS NOTE: IC 23-2-1 was repealed by P.L.27  ...

2.   [Latest Update] 68 IAC 4 CORPORATIONS   (PDF)
...  security is admitted to trading or listed on the principal national securities and exchange, the closing price for the day shall be: (i) the last reported sale price, regular way; or (ii) in  ...

3.   [Latest Update] 710 IAC 4 UNIFORM SECURITIES   (PDF)
þÿ ARTICLE 4. UNIFORM SECURITIES Rule 1. General Provisions Rule 2. Exemptions Rule 3. Securities  ...

4.   [Latest Update] 68 IAC 5 TRANSFER OF OWNERSHIP   (PDF)
...  a supplier licensee. (2) "Publicly traded corporation" means the following: (A) Any person, other than an individual, that: (i) has one (1) or more classes of voting securities registered  ...

5.   [Latest Update] 710 IAC 2 SUPERVISION OF CONTINUING CARE CONTRACTS   (PDF)
...  710 IAC 2-1-1 Definitions 710 IAC 2-1-1 Definitions Authority: IC 23-2-4-24 Affected: IC 23-2-4-1 Sec. 1. As used in 710 IAC 2, the term: "Commissioner" means the securities commissioner  ...

6.   [Latest Update] 876 IAC 8 OPERATION OF BROKER COMPANIES AND OTHER PROVISIONS CONCERNING REAL ESTATE PRACTICE   (PDF)
...  Splitting commissions 876 IAC 8-1-10 Referral service participation; written agreement 876 IAC 8-1-11 Participation of brokers with securities brokers; sale of securities involving real estate 876  ...

7.   [Latest Update] 750 IAC 2 BANKS AND TRUST COMPANIES   (PDF)
...  Banks (Repealed) Rule 3. Signature Cards (Repealed) Rule 4. Dormant Charges; Checking and Savings Accounts Rule 5. Classification of Securities (Voided) Rule 6. Floor Plan Inspection Reports  ...

8.   [Latest Update] 876 IAC 1 GENERAL PROVISIONS   (PDF)
...  876 IAC 1-1-40 Incompetent practice (Repealed) 876 IAC 1-1-41 Participation of licensees with securities brokers; sale of securities involving real estate (Repealed) 876 IAC 1-1-42  ...

9.   [Latest Update] 760 IAC 1 GENERAL PROVISIONS   (PDF)
...  . Domestic Stock Insurance Companies-Insider Trading of Equity Securities Rule 13. Solicitation and Sale of Specialty and Other Life Insurance and Annuities Rule 14. Credit Life, Accident and Health  ...

10.   [Latest Update] 10 IAC 1.5 UNCLAIMED PROPERTY   (PDF)
UNCLAIMED PROPERTY 10 IAC 1.5-4-8 Creditors; proof of claim 10 IAC 1.5-4-9 Claims submitted by finders (Repealed) 10 IAC 1.5-4-10 Owner of cashier's checks 10 IAC 1.5-4-11 Release of securities  ...

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Number of matches: 45
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